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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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GEN 5.3.6



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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised PersonG must appoint an individual to advise its Governing BodyG and senior management of such risks.
(2) An Authorised PersonG which is part of a GroupG should be aware of the implications of any GroupG wide risk policy and systems and controls regime.

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]