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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER16/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(2 versions)
Jul 14 2013 - Oct 28 2018Oct 29 2018 onwards

AML 7.1.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) A Relevant PersonG must:
(a) undertake Customer Due DiligenceG under AML section 7.3 for each of its customers; and
(b) in addition to (a), undertake Enhanced Customer Due DiligenceG under AML Rule 7.4.1 in respect of any customer it has assigned as high risk.
(2) A Relevant PersonG may undertake Simplified Customer Due DiligenceG in accordance with AML Rule 7.5.1 by modifying Customer Due DiligenceG under AML section 7.3 for any customer it has assigned as low risk.
Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM231/2018 (Made 6th June 2018) [VER15/07-18]