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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(3 versions)

AML 1.3 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Relevant PersonG Applicable ChaptersG
Authorised PersonG 1–14
Representative OfficeG 1–5* 10- 14
Registered AuditorG 1 -8 10–14
DNFBP 1–8 10–15

* Chapters 6–9 are unlikely to apply to a Representative OfficeG as such an office is only permitted to carry on limited activities in the DIFCG and therefore must not have CustomersG .

Derived from RM117/2013 [VER9/07-13]
[Amended] DFSA RM132/2014 (Made 21st August 2014). [VER10/06-14]
[Amended] DFSA RM196/2016 (Made 7th December 2016). [VER13/02-17]