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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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(1 version)
Jul 14 2013 onwards

AML 1.2.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Responsibility for a Relevant Person'sG compliance with this module lies with every member of its senior management.
(2) In carrying out their responsibilities under this module every member of a Relevant Person'sG senior management must exercise due skill, care and diligence.
(3) Nothing in this Rule precludes the DFSAG from taking enforcement action against any person including any one or more of the following persons in respect of a breach of any Rule in this module:
(a) a Relevant PersonG ;
(b) members of a Relevant Person'sG senior management; or
(c) an EmployeeG of a Relevant PersonG .
Derived from RM117/2013 [VER9/07-13]