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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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General Module (GEN) [VER39/05-17]
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GEN 5 Management, Systems and Controls

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.


Contents:
GEN 5.1 Application
GEN 5.1.1
GEN 5.2 Allocation of significant responsibilities
Apportionment of significant responsibilities
Recording of apportionment
GEN 5.3 Systems and controls
General requirement
Organisation
Risk management
Compliance
Internal audit
Business plan and strategy
Management information
Staff and agents
Conduct
Outsourcing
Business continuity and disaster recovery
[Deleted]
Records
Fraud
[Deleted]
Corporate Governance
Remuneration structure and strategies