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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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GEN 4.4 The Principles for Authorised Individuals

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

Principle 1 — Integrity
GEN 4.4.1
Principle 2 — Due skill, care and diligence
GEN 4.4.2
Principle 3 — Market conduct
GEN 4.4.3
Principle 4 — Relations with the DFSA
GEN 4.4.4
Principle 5 — Management, systems and control
GEN 4.4.5
Principle 6 — Compliance
GEN 4.4.6