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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
GEN 2 Financial Services
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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GEN 2.17.1 Guidance

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. An Authorised Market InstitutionG authorised to Operate an ExchangeG may carry on the Financial ServiceG of operating a Multilateral Trading FacilityG , as defined in GEN Rule 2.22.1(1)(a), provided it has an endorsement on its LicenceG that permits it to do so (see GEN Rule 2.2.12).
2. An Authorised Market InstitutionG may also act as a Trade RepositoryG if it has an endorsement on its LicenceG that permits it to do so (see GEN Rule 2.2.13). Acting as a Trade RepositoryG does not constitute a Financial ServiceG but is subject to the additional conduct requirements in GEN App 5.
[Added] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER27/02-11]
[Amended] DFSA RM119/2013 (Made 14th July 2013). [VER33/07-13]
[Amended] DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]