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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Sourcebook Modules
Archive
Regulatory Policy and Process Sourcebook (RPP)
Regulatory Policy and Process Sourcebook (RPP) December 2012 Edition
RPP 4 Supervisory and Enforcement Powers
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Dec 23 2012 onwards

RPP 4 Supervisory and Enforcement Powers

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.


Contents:
RPP 4-1 Introduction
RPP 4-1-1
RPP 4-1-2
RPP 4-1-3
RPP 4-1-4
RPP 4-1-5
RPP 4-2 Power to Request Information and Documents
RPP 4-2-1
RPP 4-2-2
RPP 4-2-3
RPP 4-3 Power to Access Premises
RPP 4-3-1
RPP 4-3-2
RPP 4-4 Power to Require a Report
RPP 4-4-1
RPP 4-4-2
RPP 4-4-3
RPP 4-4-4
RPP 4-5 Power to Restrict an Authorised Person's Business or Property
RPP 4-5-1
RPP 4-5-2
RPP 4-5-3
RPP 4-6 Power to Impose Conditions and Restrictions on an Authorised Person's Licence
RPP 4-6-1
RPP 4-6-2
RPP 4-7 Power to Withdraw an Authorisation in Respect of One or More Financial Services or a Licence
RPP 4-7-1
RPP 4-7-2
RPP 4-7-3
RPP 4-7-4
RPP 4-8 Power to Impose Conditions and Restrictions on the Status of an Authorised Individual
RPP 4-8-1
RPP 4-8-2
RPP 4-9 Power to Restrict, Suspend and Withdraw the Status of an Authorised Individual
RPP 4-9-1
RPP 4-9-2
RPP 4-9-3
RPP 4-9-4
RPP 4-10 Power to Restrict Individuals
RPP 4-10-1
RPP 4-10-2
RPP 4-10-3
RPP 4-11 Power to Vary or Withdraw the Registration of an Ancillary Service Provider
RPP 4-11-1
RPP 4-11-2
RPP 4-12 Power to Vary, Suspend or Withdraw the Registration of an Auditor
RPP 4-12-1
RPP 4-12-2
RPP 4-12-3
RPP 4-13 Miscellaneous Powers
Endorsements
Funds
Auditors
Directions Powers for Prudential Purposes