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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
PIB App5 Market Risk
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Dec 9 2012 onwards

PIB A5.8.15

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised FirmG must take reasonable steps to establish and maintain such systems and controls to monitor and manage its UnderwritingG and sub-underwriting business as are appropriate to the nature, scale and complexity of its UnderwritingG and sub-underwriting business.
(2) In particular, an Authorised FirmG must have systems to monitor and control its UnderwritingG ExposuresG between the time of the initial commitment and working day one in the light of the nature of the risks incurred in the markets in question.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]