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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB A5.7.3

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) For the purposes of PIB Rule A5.7.2, an Authorised FirmG must calculate its Collective Investment FundG Risk Capital RequirementG for all Trading BookG positions in FundsG , unless they are covered under one of the FundG look through methods and included in the risk Capital RequirementG calculations for the relevant underlying InvestmentsG or subject to an Option Risk Capital RequirementG .
(2) An Authorised FirmG must also calculate its Collective Investment FundG Risk Capital RequirementG for notional positions arising from Trading BookG positions in options or warrants on FundsG .
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]