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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER44/07-19]
GEN 2 Financial Services
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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GEN 2.2.2

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The following activities are specified for the purposes of GEN Rule 2.2.1:

(a) Accepting DepositsG ;
(b) Providing CreditG ;
(c) Providing Money ServicesG ;
(d) Dealing in Investments as PrincipalG ;
(e) Dealing in Investments as AgentG ;
(f) Arranging Deals in InvestmentsG ;
(g) Managing AssetsG ;
(h) Advising on Financial ProductsG ;
(i) Managing a Collective Investment FundG ;
(j) Providing CustodyG ;
(k) Arranging CustodyG ;
(l) Effecting Contracts of InsuranceG ;
(m) Carrying Out Contracts of InsuranceG ;
(n) Operating an ExchangeG ;
(o) Operating a Clearing HouseG ;
(p) Insurance IntermediationG ;
(q) Insurance ManagementG ;
(r) Managing a Profit Sharing Investment AccountG ;
(s) Operating an Alternative Trading SystemG ;
(t) Providing Trust ServicesG ;
(u) Providing Fund AdministrationG ;
(v) Acting as the TrusteeG of a FundG ;
(w) Operating a Representative OfficeG ;
(x) Operating a Credit Rating AgencyG ;
(y) Arranging Credit and Advising on CreditG ; and
(z) Operating a Crowdfunding PlatformG .
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] [VER4/08-05]
[Amended] [VER6/12-05]
[Amended] [VER7/01-06]
[Amended] [VER8/04-06]
[Amended] DFSA RM34/2006[VER11/08-06]
[Amended] DFSA RM68/2009 (Made 3rd January 2010). [VER24/01-10]
[Amended] DFSA RM72/2010 (Made 11th July 2010) [VER26/07-10]
[Amended] DFSA RM96/2012 (Made 24th July 2012) [VER30/07-12]
[Amended] DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]
[Amended] DFSA RMI201/2017 (Made 14th June 2017). [VER40/08-17]