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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
General Module (GEN) [VER40/08-17]
GEN 2 Financial Services
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GEN 2 Financial Services

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.


Contents:
GEN 2.1 Application
GEN 2.1.1
GEN 2.2 Financial Service activities
GEN 2.2.1
GEN 2.2.2
GEN 2.2.3
Permitted Financial Services for Authorised Firms
Permitted Financial Services for Authorised Market Institutions
Other permitted activities
GEN 2.3 By way of business
GEN 2.3.1
Exclusions
GEN 2.4 Accepting deposits
GEN 2.4.1
GEN 2.5 Providing credit
GEN 2.5.1
Exclusions
GEN 2.6 Providing money services
GEN 2.6.1
Exclusions
GEN 2.7 Dealing in investments as principal
GEN 2.7.1
Exclusions
GEN 2.8 Dealing in investments as agent
GEN 2.8.1
Exclusions
GEN 2.9 Arranging deals in investments
GEN 2.9.1
Exclusions
GEN 2.10 Managing assets
GEN 2.10.1
Exclusions
GEN 2.11 Advising on financial products
GEN 2.11.1
Exclusions
GEN 2.12 Managing a collective investment fund
GEN 2.12.1
Exclusions
GEN 2.13 Providing custody
GEN 2.13.1
GEN 2.14 Arranging custody
GEN 2.14.1
Exclusions
GEN 2.15 Effecting contracts of insurance
GEN 2.15.1
GEN 2.16 Carrying out contracts of insurance
GEN 2.16.1
GEN 2.17 Operating an exchange
GEN 2.17.1
[Deleted]
GEN 2.18 Operating a clearing house
GEN 2.18.1
[Deleted]
GEN 2.19 Insurance intermediation
GEN 2.19.1
Exclusions
GEN 2.20 Insurance management
GEN 2.20.1
Exclusions
GEN 2.21 Managing a profit sharing investment account
GEN 2.21.1
GEN 2.22 Operating an alternative trading system
GEN 2.22.1
Exclusion
GEN 2.23 Providing Trust Services
GEN 2.23.1
Exclusions
GEN 2.24 Providing Fund Administration
GEN 2.24.1
GEN 2.25 Acting as the Trustee of a Fund
GEN 2.25.1
Exclusions
GEN 2.26 Operating a Representative Office
GEN 2.26.1
Exclusions
GEN 2.27 Operating a Credit Rating Agency
GEN 2.27.1
Exclusions
GEN 2.28 Arranging Credit and Advising on Credit
GEN 2.28.1
Exclusions
GEN 2.29 Operating a Crowdfunding Platform
GEN 2.29.1
Exclusions