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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
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DFSA Codes of Practice
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Financial Markets Tribunal
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PIB A2.4.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In the following Table 1:

(a) the column headed 'Domestic FirmG or BranchG ' indicates whether the relevant form must be prepared and submitted by a Domestic FirmG or BranchG ;
(b) the column headed 'Authorised FirmG CategoryG ' indicates which CategoryG of Authorised FirmG must prepare and submit the relevant form;
(c) the column headed 'Frequency' indicates whether the relevant form must be prepared and submitted on a quarterly or annual basis; and
(d) the column headed 'Semi-annual consolidated reporting for Financial Groups' indicates which CategoryG of Authorised FirmG of a Financial GroupG must prepare and submit the relevant form on a semi-annual basis.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]
[Amended] DFSA RM135/2014 (Made 21st August 2014). [VER22/06-14]
[Amended] DFSA RM188/2016 (Made 7th December 2016). [VER26/02-17]