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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB A2.2.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Trading BookG policy must include clearly defined policies, procedures and methodologies by which the Authorised FirmG :

(a) defines its Trading BookG and identifies positions to be included in its Trading BookG ;
(b) allocates positions between the Non-Trading BookG and the Trading BookG ;
(c) actively manages and values its positions in the Trading BookG ;
(d) measures its Trading BookG risks; and
(e) controls transfers of positions between the Non-Trading BookG and the Trading BookG .
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]