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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Dec 9 2012 onwards

PIB A2.1.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) This Appendix applies to an Authorised FirmG which meets the criteria in PIB Rule 2.2.1 and is thereby required to have a Trading BookG .
(2) An Authorised FirmG which is required to have a Trading BookG must:
(a) have a Trading BookG policy in accordance with PIB section A2.2; and
(b) include positions in its Trading BookG on a consistent basis in accordance with the policy and procedures set out in the Trading BookG policy.
(3) An Authorised FirmG must include every position that is not included in its Trading BookG in its Non-Trading BookG .
(4) An Authorised FirmG must value every position included in its Trading BookG and the Non-Trading BookG in accordance with the relevant accounting standards and practices.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]