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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Dec 9 2012 onwards

PIB 11.2.1



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG must implement and maintain a written disclosure policy that:

(a) sets out the firm's approach for determining which of the disclosures set out in PIB App11 it needs to make;
(b) details the processes and procedures and its internal controls in relation to such disclosure;
(c) details the medium for disclosure that most appropriately meets the purposes of this chapter; and
(d) is approved by the Governing BodyG of the firm.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]