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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Dec 9 2012 onwards

PIB 11.1.2

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised FirmG which is a member of a Financial GroupG must, subject to (2), ensure that the disclosures specified in PIB App11 are made at Financial GroupG level.
(2) An Authorised FirmG which is a SubsidiaryG of
(a) a Regulated Financial InstitutionG ; or
(b) another Authorised FirmG which is in CategoryG 1, 2 or 5;
which is already subject to equivalent public disclosure requirements, does not need to comply with the requirements in this chapter to the extent that it meets those equivalent public disclosure requirements.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]