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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 10.4.3

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG must ensure that an ICAAPG assessment is documented in writing and includes details of:

(a) the calculations and models used in the determination of the level of Capital RequirementsG which it considers will be adequate to cover all the risks identified by its ICAAPG assessment;
(b) the firm's strategies and plans to ensure availability of the level of capital determined by the ICAAPG ;
(c) specifications of any models used in the ICAAPG , including the underlying assumptions, parameters, and results of back-testing; and
(d) any other relevant information, giving due and appropriate regard to the GuidanceG in PIB App10.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]