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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 10.3.3

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The results of an IRAPG assessment must be documented by the Authorised FirmG in writing and include details of:

(a) the risks identified;
(b) the firm's strategies and plans to deal with those risks;
(c) the firm's assessment of the adequacy of its Capital RequirementG as calculated under PIBG to address all the risks identified by its IRAPG ;
(d) the details of any stress testing and scenario analysis carried out and the resultant impact on the Capital RequirementG ; and
(e) any other relevant information, giving due regard to the GuidanceG in PIB App10.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]