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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(2 versions)
 
Dec 9 2012 - Dec 31 2017Jan 1 2018 onwards

PIB 9.2.7

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised FirmG must hold sufficient liquidity resources and ensure that its Governing BodyG sets appropriate liquidity limits to manage its Liquidity RiskG effectively under both day-to-day and stressed conditions.
(2) An Authorised FirmG must periodically review and, where appropriate, adjust the limits referred to in (1) when its Liquidity RiskG policy changes.
(3) An Authorised FirmG must promptly escalate and resolve any policy or limit exceptions according to the processes described in its Liquidity RiskG policy.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]
[Amended] DFSA RM209/2017 (Made 25th October 2017). [VER30/01-18]