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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER34/12-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(1 version)
Dec 9 2012 onwards

PIB 8.3.5

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

When calculating the Financial Group Capital ResourcesG of a Financial GroupG , an Authorised FirmG must not include Capital ResourcesG or Adjusted Capital ResourcesG (as the case may be) of subsidiaries or participations of that Financial GroupG to the extent that those Capital ResourcesG or Adjusted Capital ResourcesG :

(a) exceed the entity requirement in respect of that subsidiary or participation, calculated in accordance with PIB Rule 8.3.3; and
(b) are not freely transferable within the Financial GroupG .
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]