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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
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Financial Markets Tribunal
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  Versions
(1 version)
 
Dec 9 2012 onwards

PIB 8.1.2 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. If more than one member of the same GroupG is subject to an obligation to provide information in respect of a position of the GroupG or Financial GroupG , one or more of those Authorised FirmsG may make application to the DFSAG for an appropriate waiver or modification.
2. For the purposes of PIB Rule 8.1.2, the DFSAG would consider a range of factors when requiring an Authorised FirmG to form a Financial GroupG . These factors would include regulatory risk factors, including but not limited to, (direct and indirect) participation, influence or contractual obligations, interconnectedness, intra group exposures, intra group services, regulatory status and legal framework.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]