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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Dec 9 2012 onwards

PIB 8 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. This chapter deals with management of Group RiskG exposure of an Authorised FirmG . Group RiskG refers to the risk of potential losses incurred by an Authorised FirmG on account of its relationship with other members of its Financial GroupG , if it were to be part of one.
2. This chapter includes requirements that an Authorised FirmG implement:
a. an effective management framework for Group RiskG exposure;
b. a specified methodology for the calculation of Financial Group Capital ResourcesG and Financial Group Capital RequirementsG .
3. This chapter also includes requirements limiting Financial GroupG exposures and restrictions on the ownership or control of deposit-taking firms.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]