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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 6.11.5

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The DFSAG may at any time by written notice require an Authorised FirmG to adopt a specified approach to calculating its Operational RiskG Capital RequirementG where the DFSAG considers that this is:
(a) appropriate given the nature, size, complexity and risk profile of the Authorised Firm'sG business; or
(b) necessary in the prevailing economic circumstances and it is in the interests of the DIFCG .
(2) An Authorised FirmG must comply with a requirement made under (1).
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]