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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER34/12-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 6.1.1 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

GEN section 5.3 of the GENG Module contains RulesG and Guidance in relation to Systems and Controls, some of which may relate to the management of Operational RiskG . The Corporate GovernanceG rules in the GENG module set out overarching requirements in relation to BoardG responsibilities, including risk management. The RulesG and GuidanceG in this section seek to complement the aforementioned requirements, while providing for a framework to address matters which directly relate to Operational RiskG management.

Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]