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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER34/12-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(1 version)
Dec 9 2012 onwards

PIB 5.2.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised FirmG in CategoryG 1, 2, 3A or 5 must implement and maintain a Market RiskG policy which enables it to identify, assess, control and monitor Market RiskG .
(2) The policy must be documented and include the Authorised Firm'sG risk appetite and how it identifies, assesses, mitigates, controls and monitors that risk.
(3) An Authorised FirmG must:
(a) ensure that its risk management systems enable it to implement the Market RiskG policy;
(b) identify, assess, mitigate, control and monitor its Market RiskG ; and
(c) review and update the policy at intervals that are appropriate to the nature, scale and complexity of its activities.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]