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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER34/12-19]
PIB 4 Credit Risk
PIB 4 Part 3 — CRDOM
PIB 4.14 Securitisation
PIB 4.14.1
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 4.14.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

This section applies to an Authorised FirmG which:

(a) acts as an OriginatorG in a securitisation;
(b) transfers Credit RiskG on a single item or on a pool of items by any of the legal transfer methods set out in PIB Rule A4.10.1;
(c) acts as a SponsorG in a securitisation; or
(d) provides Credit EnhancementG , liquidity support, or UnderwritingG or dealing facilities relating to the items being transferred.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]