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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER34/12-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 4.13.6

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

For an Authorised FirmG using the FCCA, eligible financial CollateralG comprises:

(a) any instrument listed in PIB Rule 4.13.5;
(b) any equity SecurityG (including a convertible bond) that is traded on a regulated exchange;
(c) any UnitG in a Collective Investment FundG which invests in equity securities referred to in (b), where:
(i) a price for the UnitsG is publicly quoted daily; and
(ii) at least 90% of the deposited property of the FundG is invested in instruments listed in this RuleG and PIB Rule 4.13.5.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]