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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Laws
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Notices
Financial Markets Tribunal
Archive

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  Versions
(1 version)
 
Dec 9 2012 onwards

PIB 4.13.4



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) An Authorised FirmG must be able to satisfy the DFSAG that it has systems in place to manage potential concentration of risk arising from its use of guarantees and Credit DerivativesG .
(2) An Authorised FirmG must be able to demonstrate how its strategy in respect of its use of Credit RiskG mitigation techniques, and in particular use of Credit DerivativesG and guarantees interacts with its management of its overall risk profile.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]