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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER34/12-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 2.2.3

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

An Authorised FirmG which has a Trading BookG must have adequate systems and controls to:

(a) monitor the size of its Trading BookG ; and
(b) ensure that positions are included consistently in its Trading BookG and Non-Trading BookG so that:
(i) the inclusion of hedging positions in the Trading BookG or the Non-Trading BookG at all times reflects the intent of the Authorised FirmG in holding the position; and
(ii) adequate records are made if positions are transferred between Trading and Non-Trading BooksG so that the transfers may be identified.
Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]