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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER34/12-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 2 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

This chapter details the threshold conditions for the mandatory maintenance of a Trading BookG , periodic prudential reporting requirements to the DFSAG , and guidance on prudent valuation practices. PIB Appendix 2 includes detailed RulesG on the positions to be included in the Trading BookG , the valuation of such positions, prudent valuation practices and associated issues related to the identification and treatment of Trading BookG positions. PIB Appendix 2 also specifies the DFSA'sG expectations with regard to the need for a documented Trading BookG policy and risk management systems and controls for the Trading BookG . PIB Appendix 2 also presents in a tabular fashion, detailed specifications on periodic prudential reporting requirements for different categories of Authorised FirmsG .

Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]