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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER33/02-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 1.3.5 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A CategoryG 3C Authorised FirmG may be authorised to conduct other Financial ServicesG , but it is the authorisation for Managing AssetsG , Managing a Collective Investment FundG , Providing CustodyG other than for a FundG , Managing a PSIAG which is a PSIArG , or Providing Trust ServicesG (where it is acting as a trustee in respect of at least one express trust), and the absence of authorisation for the activities specified in Rules PIB 1.3.1, PIB 1.3.2, PIB 1.3.3 and PIB 1.3.4 that are determinative of its belonging to CategoryG 3C.

Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]