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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER34/12-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(1 version)
Dec 9 2012 onwards

PIB 1.3.4 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A CategoryG 3B Authorised FirmG may be authorised to conduct other Financial ServicesG , but it is the authorisation for Providing CustodyG for a FundG or Acting as Trustee of a FundG , and the absence of authorisation for the activities specified in Rules PIB 1.3.1, PIB 1.3.2 and PIB 1.3.3 that are determinative of its belonging to CategoryG 3B.

Derived from RM111/2012 (Made 15th October 2012). [VER20/12-12]