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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(1 version)
Aug 16 2012 onwards

COB 8.9.3

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Credit Rating AgencyG must have adequate measures to ensure that it and its EmployeesG :

(a) take all reasonable steps to protect all property and records belonging to or in possession of the Credit Rating AgencyG against fraud, theft or misuse; and
(b) do not share Confidential InformationG entrusted to the Credit Rating AgencyG with any third parties except where permitted under COB Rule 8.9.1(b).
[Added] DFSA RM97/2012 (Made 24th July 2012) [VER20/07-12]