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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Aug 16 2012 onwards

COB 8.7.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) A Credit Rating AgencyG must, subject to (2), have adequate policies, procedures and controls to ensure that it discloses in a timely manner:
(a) its Credit RatingsG and any updates thereof;
(b) its policies for distributing Credit RatingsG and updates thereof;
(c) the methodologies and models used and key assumptions made in preparing its Credit RatingsG and any updates thereof; and
(d) any other significant element relating to (a), (b) or (c) above.
(2) A Credit Rating AgencyG is not required to disclose information where the information is subject to confidentiality requirements.
[Added] DFSA RM97/2012 (Made 24th July 2012) [VER20/07-12]