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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER33/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

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(1 version)
Aug 16 2012 onwards

COB 8.1.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) This chapter applies to every PersonG who carries on, or intends to carry on, the Financial ServiceG of Operating a Credit Rating AgencyG in or from the DIFC.
(2) In this chapter, where a reference is made to a Rating SubjectG which is a credit commitment, a debt or a debt-like Investment referred to in GEN Rule 2.27.1(3)(b) or (c), that reference is to be read, where the context requires, as a reference to the PersonG responsible for obtaining the Credit RatingG .
[Added] DFSA RM97/2012 (Made 24th July 2012) [VER20/07-12]