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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
General Module (GEN) [VER46/01-20]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(2 versions)
Apr 28 2011 - Dec 22 2012Dec 23 2012 onwards

GEN 7.2.11

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

In assessing an application for a LicenceG authorising the applicant to Operate an Alternative Trading SystemG , the DFSA will have regard to, but is not limited to, considering the following matters:

(a) whether the establishment of an Alternative Trading SystemG is, or is likely to be, in the interests of the Financial Services and MarketsG industry;
(b) whether the Alternative Trading SystemG will or is likely to lead to more efficient price discovery of, or deepen liquidity in, an InvestmentG ; and
(c) whether there is any risk of market fragmentation, loss of liquidity or inefficiency in price discovery as a result of the proposed Alternative Trading SystemG operation.