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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal

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(2 versions)
Jul 5 2012 - Mar 31 2018Apr 1 2018 onwards

MKT 9.2 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. The purpose of the Listing PrinciplesG is to ensure that Listed EntitiesG pay due regard to the fundamental role played by them in maintaining market confidence and ensuring a fair and orderly market. The Listing PrinciplesG are designed to assist Listed EntitiesG in identifying their obligations and responsibilities under the Listing RulesG .
2. The Listing PrinciplesG apply in addition to the Corporate Governance PrinciplesG in Chapter 3 which apply to all Reporting EntitiesG (other than Reporting EntitiesG of Listed FundsG ).
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM212/2018 (Made 22nd February 2018). [VER11/04-18]