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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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(2 versions)
Jul 5 2012 - Apr 2 2016Apr 3 2016 onwards

MKT A5.1.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The following entities are Exempt OfferorsG :

(a) Properly constituted governments, government agencies, central banks or other national monetary authorities of the following countries or jurisdictions:
(i) Organisation for Economic Co-operation and Development (OECD) member countries;
(ii) member countries of the Gulf Co-operation Council (GCC); or
(iii) the Emirate of Dubai.
(b) The International Monetary Fund, the World Bank, the International Finance Corporation and the Islamic Development Bank.
(c) A Special Purpose VehicleG used by an entity referred to in (a) or (b) to issue SecuritiesG .
(d) Any other country, jurisdiction or supranational organisation, or any Special Purpose VehicleG used by a country, jurisdiction or supranational organisation to issue SecuritiesG , that may be approved as an Exempt OfferG or by the DFSAG for the purpose of that offer.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM171/2016 (Made 10th February 2016). [VER8/04-16]