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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

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(2 versions)
Jul 5 2012 - Aug 20 2014Aug 21 2014 onwards

MKT 9.6 Guidance

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. Under Article 35 of the Law, the DFSAG may, suspend or delist, or require an Authorised Market InstitutionG to suspend or delist, SecuritiesG from an Official List of SecuritiesG with immediate effect or from such date and time as may be specified where it is satisfied that there are circumstances that warrant such action or it is in the interests of the DIFCG .


2. Under Article 35(4) of the Law, a PersonG may commence a reference to the FMTG in relation to any decision by the DFSAG to suspend or delist such Person'sG SecuritiesG from the Official List of SecuritiesG or to direct an Authorised Market InstitutionG to suspend or delist the Person'sG SecuritiesG ..
3. Under Article 29 of the Regulatory Law, a PersonG that commences a reference to the FMTG must do so within 30 days of the relevant decision.
4. The form of submission that a reference must take is specified in the rules of procedures of the FMTG .
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM134/2014 (Made 21st August 2014). [VER5/06-14]