Home   Browse contents   View updates   Search  
     Quick search

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Recognised Jurisdictions and Funds
Declaration Notices
Financial Markets Tribunal
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases

Whole SectionText only Print Print Manager Link

(2 versions)
Jul 5 2012 - Jul 13 2013Jul 14 2013 onwards

MKT 9.4.4

View whole sectionWhole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

The following documents must be submitted by the ApplicantG , in final form, to the DFSAG by midday two clear business days before the DFSAG is to consider the application:

(a) a completed application form;
(b) the Approved ProspectusG , and if applicable, any ApprovedG Supplementary ProspectusG in respect of the SecuritiesG ;
(c) in respect of SecuritiesG which are SharesG , written confirmation of the number of SharesG to be allotted in the offer; and
(d) if a ProspectusG has not been produced, a copy of the announcement detailing the number and type of SecuritiesG that are subject to the application and the circumstances of their issue.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] DFSA RM120/2013 (Made 14th July 2013). [VER4/07-13]