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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Markets Rules (MKT) [VER15/07-19]
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(1 version)
Jul 5 2012 onwards

MKT 9.3.14

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

A Listed EntityG in respect of CertificatesG which are depository receipts must ensure that:

(a) at the time of issue of such CertificatesG the payments received from the issue of the depository receipts are sufficient to meet the payments required for the issuance of the underlying SecuritiesG ; and
(b) the underlying SecuritiesG or any rights, monies or benefits related to the underlying SecuritiesG are not treated as assets or liabilities of the IssuerG of the CertificatesG under the law, whether for the purposes of insolvency or otherwise.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]