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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Jul 5 2012 onwards

MKT 9.3 General Eligibility Requirements

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.


Contents:
Incorporation
MKT 9.3.1
Audited Financial Statements
MKT 9.3.2
Working Capital
MKT 9.3.3
General Suitability
MKT 9.3.4
Management Experience and Expertise
MKT 9.3.5
Controlling Shareholder
MKT 9.3.6
Conflicts of Interest
MKT 9.3.7
Validity and Transferability
MKT 9.3.8
Market Capitalisation
MKT 9.3.9
Shares in Public Hands
MKT 9.3.10
Whole Class to be Listed
MKT 9.3.11
Settlement
MKT 9.3.12
Warrants
MKT 9.3.13
Depository Receipts
MKT 9.3.14