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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal

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(1 version)
Jul 5 2012 onwards

MKT 9.1.1

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) This chapter applies to every:
(a) Listed Entity; and
(b) Applicant for admission of SecuritiesG to the Official List of Securities.
(2) In this chapter:
(a) a "Listed EntityG " means the Reporting EntityG of SecuritiesG which are admitted to the Official List of Securities;
(b) "ApplicantG " means an applicant for admission of SecuritiesG to the Official List of SecuritiesG and includes, where the context requires, the IssuerG ; and
(c) a reference to Listed SecuritiesG is a reference to the SecuritiesG of the IssuerG or, where the context requires, the SecuritiesG for which the Listed EntityG is a Reporting EntityG but not the IssuerG .
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]