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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
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Jul 5 2012 onwards

MKT 7.2 Compliance Advisers

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

MKT 7.2.1
Appointment of a Compliance Adviser
MKT 7.2.2
MKT 7.2.3
MKT 7.2.4
Obligations of a Reporting Entity in Relation to its Compliance Adviser
MKT 7.2.5
MKT 7.2.6
MKT 7.2.7
Co-operation with Compliance Advisers
MKT 7.2.8
Termination of Compliance Adviser
MKT 7.2.9
MKT 7.2.10