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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
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Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal

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(1 version)
Jul 5 2012 onwards

MKT 7 Sponsors and Compliance Advisers

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

MKT 7.1 Sponsors
Appointment of Sponsors
Procedures Relating to Appointment of Sponsors
Obligations of a Sponsor
Duty of Care of Sponsors
Co-operation with Sponsors
Termination of Appointment
MKT 7.2 Compliance Advisers
Appointment of a Compliance Adviser
Obligations of a Reporting Entity in Relation to its Compliance Adviser
Co-operation with Compliance Advisers
Termination of Compliance Adviser