Home   Browse contents   View updates   Search  
     Quick search

Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER15/07-19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
Media Releases
Financial Markets Tribunal

Whole SectionText only Print Print Manager Link

(2 versions)
Jul 5 2012 - Jan 31 2017Feb 1 2017 onwards

MKT 6.4.1

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) The Reporting EntityG of a Listed FundG must ensure that no transaction with respect to the Fund PropertyG is entered into with a Related PartyG except in accordance with the procedures in (2).
(2) For the purposes of (1), a Reporting EntityG of a Listed FundG must:
(a) if the Fund is a Domestic FundG , comply with the requirements in the Collective Investment Law 2010 and the CIR Rules relating to Related Party TransactionsG ; and
(b) if the FundG is a Foreign FundG , comply with the equivalent requirements applicable to that FundG in the jurisdiction of its domicile or establishment.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]
[Amended] RM194/2016 (Made 7th December 2016). [VER09/02-17]