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Dubai Financial Services Authority (DFSA): Contents

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(1 version)
 
Jul 5 2012 onwards

MKT 6.3 Guidance



Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

1. The ProspectusG requirements including content and structure in chapter 2 of this module do not apply to ProspectusG es relating to UnitsG of FundsG . ProspectusG requirements that apply to Offer of Units of Funds are found in the Collective Investment Law 2010 and the CIR module. See Article 10(1) of the Law which disapplies chapter 2 of this module to Fund ProspectusesG .
2. However, under Article 14(1)(b) of the Law, a ProspectusG is required for the purposes of admitting any SecuritiesG , including UnitsG , to trading on an Authorised Market InstitutionG . The Rules in this section 6.3 are designed to enable a PersonG seeking to have UnitsG of a FundG admitted to trading on an Authorised Market InstitutionG to be able to use a ProspectusG prepared in accordance with the requirements in the Collective Investment Law 2010 and the Rules in the CIR module if it is a Domestic FundG . In the case of Foreign FundsG , the offer documents prepared in accordance with the requirements in a foreign jurisdiction will be acceptable in the circumstances prescribed in this section.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]