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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
Rulebook Modules
Markets Rules (MKT) [VER14/02/19]
Sourcebook Modules
Consultation Papers
Policy Statements
DFSA Codes of Practice
Amendments to Legislation
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Financial Markets Tribunal

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(1 version)
Jul 5 2012 onwards

MKT 6 Listed Funds

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The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

MKT 6.1 Application
MKT 6.1.1
MKT 6.2 General Requirements
MKT 6.2.1
MKT 6.2.2
MKT 6.3 Prospectus Requirements Relating to a Listed Fund
MKT 6.3 Guidance
MKT 6.3.1
Approval of a Prospectus
Publication of a Prospectus
Exempt Offers in Respect of Units
Financial Promotions
MKT 6.4 Governance Requirements Relating to a Listed Fund
Related Party Transactions
MKT 6.5 Market Disclosure Relating to a Listed Fund
Disclosure of Inside Information
Delaying Disclosure
Selective Disclosure
Disclosure Exceptions
Control of Inside Information
MKT 6.6 Disclosure of Interests by Connected Persons of Listed Funds
MKT 6.6 Guidance
Events that Trigger a Report
Content of the Report
Market Disclosure
MKT 6.7 Disclosure of Material Interests
MKT 6.7 Guidance
Definition of a Material Interest
Content and Procedures Relating to the Notice
MKT 6.8 Other Matters that Require Market Disclosure
MKT 6.8.1
MKT 6.9 Accounting Periods and Financial Reports of Listed Funds
MKT 6.9.1
Market Disclosure
MKT 6.10 Manner of Market Disclosure
MKT 6.10.1
MKT 6.10.2
MKT 6.11 DFSA Power to Direct Disclosure
MKT 6.11 Guidance
MKT 6.11.1