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Dubai Financial Services Authority (DFSA): Contents

Dubai Financial Services Authority (DFSA)
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Markets Rules (MKT) [VER15/07-19]
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(1 version)
Jul 5 2012 onwards

MKT 4.4.3

Whole Section PDF

The definitive version of DFSA handbook text is the PDF version as that is the text of the instrument as made and published by the DFSA.

To view past versions of this module in PDF format, please visit the Archive.

(1) Subject to (2), a notice relating to a material interest must be given by a PersonG referred to in Rule 4.4.2, to the other DirectorsG of the Reporting EntityG within 5 business days of the material interest arising or changing.
(2) A PersonG referred to in (1) need not give a notice relating to a material interest if the material interest is required to be included in a report which that PersonG must provide by virtue of being a Connected PersonG under section 4.3 and the PersonG has complied with the requirement mentioned in that section.
(3) A notice relating to a material interest must contain:
(a) the name and address of the PersonG giving the notice; and
(b) the details relating to the material interest, including the date on which the material interest arose or changed.
Derived from RM81/2011 (Made 30th November 2011). [VER1/11-11]